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Based on kernel version 3.13. Page generated on 2014-01-20 22:05 EST.

1	The x86 kvm shadow mmu
2	======================
3	
4	The mmu (in arch/x86/kvm, files mmu.[ch] and paging_tmpl.h) is responsible
5	for presenting a standard x86 mmu to the guest, while translating guest
6	physical addresses to host physical addresses.
7	
8	The mmu code attempts to satisfy the following requirements:
9	
10	- correctness: the guest should not be able to determine that it is running
11	               on an emulated mmu except for timing (we attempt to comply
12	               with the specification, not emulate the characteristics of
13	               a particular implementation such as tlb size)
14	- security:    the guest must not be able to touch host memory not assigned
15	               to it
16	- performance: minimize the performance penalty imposed by the mmu
17	- scaling:     need to scale to large memory and large vcpu guests
18	- hardware:    support the full range of x86 virtualization hardware
19	- integration: Linux memory management code must be in control of guest memory
20	               so that swapping, page migration, page merging, transparent
21	               hugepages, and similar features work without change
22	- dirty tracking: report writes to guest memory to enable live migration
23	               and framebuffer-based displays
24	- footprint:   keep the amount of pinned kernel memory low (most memory
25	               should be shrinkable)
26	- reliability:  avoid multipage or GFP_ATOMIC allocations
27	
28	Acronyms
29	========
30	
31	pfn   host page frame number
32	hpa   host physical address
33	hva   host virtual address
34	gfn   guest frame number
35	gpa   guest physical address
36	gva   guest virtual address
37	ngpa  nested guest physical address
38	ngva  nested guest virtual address
39	pte   page table entry (used also to refer generically to paging structure
40	      entries)
41	gpte  guest pte (referring to gfns)
42	spte  shadow pte (referring to pfns)
43	tdp   two dimensional paging (vendor neutral term for NPT and EPT)
44	
45	Virtual and real hardware supported
46	===================================
47	
48	The mmu supports first-generation mmu hardware, which allows an atomic switch
49	of the current paging mode and cr3 during guest entry, as well as
50	two-dimensional paging (AMD's NPT and Intel's EPT).  The emulated hardware
51	it exposes is the traditional 2/3/4 level x86 mmu, with support for global
52	pages, pae, pse, pse36, cr0.wp, and 1GB pages.  Work is in progress to support
53	exposing NPT capable hardware on NPT capable hosts.
54	
55	Translation
56	===========
57	
58	The primary job of the mmu is to program the processor's mmu to translate
59	addresses for the guest.  Different translations are required at different
60	times:
61	
62	- when guest paging is disabled, we translate guest physical addresses to
63	  host physical addresses (gpa->hpa)
64	- when guest paging is enabled, we translate guest virtual addresses, to
65	  guest physical addresses, to host physical addresses (gva->gpa->hpa)
66	- when the guest launches a guest of its own, we translate nested guest
67	  virtual addresses, to nested guest physical addresses, to guest physical
68	  addresses, to host physical addresses (ngva->ngpa->gpa->hpa)
69	
70	The primary challenge is to encode between 1 and 3 translations into hardware
71	that support only 1 (traditional) and 2 (tdp) translations.  When the
72	number of required translations matches the hardware, the mmu operates in
73	direct mode; otherwise it operates in shadow mode (see below).
74	
75	Memory
76	======
77	
78	Guest memory (gpa) is part of the user address space of the process that is
79	using kvm.  Userspace defines the translation between guest addresses and user
80	addresses (gpa->hva); note that two gpas may alias to the same hva, but not
81	vice versa.
82	
83	These hvas may be backed using any method available to the host: anonymous
84	memory, file backed memory, and device memory.  Memory might be paged by the
85	host at any time.
86	
87	Events
88	======
89	
90	The mmu is driven by events, some from the guest, some from the host.
91	
92	Guest generated events:
93	- writes to control registers (especially cr3)
94	- invlpg/invlpga instruction execution
95	- access to missing or protected translations
96	
97	Host generated events:
98	- changes in the gpa->hpa translation (either through gpa->hva changes or
99	  through hva->hpa changes)
100	- memory pressure (the shrinker)
101	
102	Shadow pages
103	============
104	
105	The principal data structure is the shadow page, 'struct kvm_mmu_page'.  A
106	shadow page contains 512 sptes, which can be either leaf or nonleaf sptes.  A
107	shadow page may contain a mix of leaf and nonleaf sptes.
108	
109	A nonleaf spte allows the hardware mmu to reach the leaf pages and
110	is not related to a translation directly.  It points to other shadow pages.
111	
112	A leaf spte corresponds to either one or two translations encoded into
113	one paging structure entry.  These are always the lowest level of the
114	translation stack, with optional higher level translations left to NPT/EPT.
115	Leaf ptes point at guest pages.
116	
117	The following table shows translations encoded by leaf ptes, with higher-level
118	translations in parentheses:
119	
120	 Non-nested guests:
121	  nonpaging:     gpa->hpa
122	  paging:        gva->gpa->hpa
123	  paging, tdp:   (gva->)gpa->hpa
124	 Nested guests:
125	  non-tdp:       ngva->gpa->hpa  (*)
126	  tdp:           (ngva->)ngpa->gpa->hpa
127	
128	(*) the guest hypervisor will encode the ngva->gpa translation into its page
129	    tables if npt is not present
130	
131	Shadow pages contain the following information:
132	  role.level:
133	    The level in the shadow paging hierarchy that this shadow page belongs to.
134	    1=4k sptes, 2=2M sptes, 3=1G sptes, etc.
135	  role.direct:
136	    If set, leaf sptes reachable from this page are for a linear range.
137	    Examples include real mode translation, large guest pages backed by small
138	    host pages, and gpa->hpa translations when NPT or EPT is active.
139	    The linear range starts at (gfn << PAGE_SHIFT) and its size is determined
140	    by role.level (2MB for first level, 1GB for second level, 0.5TB for third
141	    level, 256TB for fourth level)
142	    If clear, this page corresponds to a guest page table denoted by the gfn
143	    field.
144	  role.quadrant:
145	    When role.cr4_pae=0, the guest uses 32-bit gptes while the host uses 64-bit
146	    sptes.  That means a guest page table contains more ptes than the host,
147	    so multiple shadow pages are needed to shadow one guest page.
148	    For first-level shadow pages, role.quadrant can be 0 or 1 and denotes the
149	    first or second 512-gpte block in the guest page table.  For second-level
150	    page tables, each 32-bit gpte is converted to two 64-bit sptes
151	    (since each first-level guest page is shadowed by two first-level
152	    shadow pages) so role.quadrant takes values in the range 0..3.  Each
153	    quadrant maps 1GB virtual address space.
154	  role.access:
155	    Inherited guest access permissions in the form uwx.  Note execute
156	    permission is positive, not negative.
157	  role.invalid:
158	    The page is invalid and should not be used.  It is a root page that is
159	    currently pinned (by a cpu hardware register pointing to it); once it is
160	    unpinned it will be destroyed.
161	  role.cr4_pae:
162	    Contains the value of cr4.pae for which the page is valid (e.g. whether
163	    32-bit or 64-bit gptes are in use).
164	  role.nxe:
165	    Contains the value of efer.nxe for which the page is valid.
166	  role.cr0_wp:
167	    Contains the value of cr0.wp for which the page is valid.
168	  role.smep_andnot_wp:
169	    Contains the value of cr4.smep && !cr0.wp for which the page is valid
170	    (pages for which this is true are different from other pages; see the
171	    treatment of cr0.wp=0 below).
172	  gfn:
173	    Either the guest page table containing the translations shadowed by this
174	    page, or the base page frame for linear translations.  See role.direct.
175	  spt:
176	    A pageful of 64-bit sptes containing the translations for this page.
177	    Accessed by both kvm and hardware.
178	    The page pointed to by spt will have its page->private pointing back
179	    at the shadow page structure.
180	    sptes in spt point either at guest pages, or at lower-level shadow pages.
181	    Specifically, if sp1 and sp2 are shadow pages, then sp1->spt[n] may point
182	    at __pa(sp2->spt).  sp2 will point back at sp1 through parent_pte.
183	    The spt array forms a DAG structure with the shadow page as a node, and
184	    guest pages as leaves.
185	  gfns:
186	    An array of 512 guest frame numbers, one for each present pte.  Used to
187	    perform a reverse map from a pte to a gfn. When role.direct is set, any
188	    element of this array can be calculated from the gfn field when used, in
189	    this case, the array of gfns is not allocated. See role.direct and gfn.
190	  root_count:
191	    A counter keeping track of how many hardware registers (guest cr3 or
192	    pdptrs) are now pointing at the page.  While this counter is nonzero, the
193	    page cannot be destroyed.  See role.invalid.
194	  parent_ptes:
195	    The reverse mapping for the pte/ptes pointing at this page's spt. If
196	    parent_ptes bit 0 is zero, only one spte points at this pages and
197	    parent_ptes points at this single spte, otherwise, there exists multiple
198	    sptes pointing at this page and (parent_ptes & ~0x1) points at a data
199	    structure with a list of parent_ptes.
200	  unsync:
201	    If true, then the translations in this page may not match the guest's
202	    translation.  This is equivalent to the state of the tlb when a pte is
203	    changed but before the tlb entry is flushed.  Accordingly, unsync ptes
204	    are synchronized when the guest executes invlpg or flushes its tlb by
205	    other means.  Valid for leaf pages.
206	  unsync_children:
207	    How many sptes in the page point at pages that are unsync (or have
208	    unsynchronized children).
209	  unsync_child_bitmap:
210	    A bitmap indicating which sptes in spt point (directly or indirectly) at
211	    pages that may be unsynchronized.  Used to quickly locate all unsychronized
212	    pages reachable from a given page.
213	  mmu_valid_gen:
214	    Generation number of the page.  It is compared with kvm->arch.mmu_valid_gen
215	    during hash table lookup, and used to skip invalidated shadow pages (see
216	    "Zapping all pages" below.)
217	  clear_spte_count:
218	    Only present on 32-bit hosts, where a 64-bit spte cannot be written
219	    atomically.  The reader uses this while running out of the MMU lock
220	    to detect in-progress updates and retry them until the writer has
221	    finished the write.
222	  write_flooding_count:
223	    A guest may write to a page table many times, causing a lot of
224	    emulations if the page needs to be write-protected (see "Synchronized
225	    and unsynchronized pages" below).  Leaf pages can be unsynchronized
226	    so that they do not trigger frequent emulation, but this is not
227	    possible for non-leafs.  This field counts the number of emulations
228	    since the last time the page table was actually used; if emulation
229	    is triggered too frequently on this page, KVM will unmap the page
230	    to avoid emulation in the future.
231	
232	Reverse map
233	===========
234	
235	The mmu maintains a reverse mapping whereby all ptes mapping a page can be
236	reached given its gfn.  This is used, for example, when swapping out a page.
237	
238	Synchronized and unsynchronized pages
239	=====================================
240	
241	The guest uses two events to synchronize its tlb and page tables: tlb flushes
242	and page invalidations (invlpg).
243	
244	A tlb flush means that we need to synchronize all sptes reachable from the
245	guest's cr3.  This is expensive, so we keep all guest page tables write
246	protected, and synchronize sptes to gptes when a gpte is written.
247	
248	A special case is when a guest page table is reachable from the current
249	guest cr3.  In this case, the guest is obliged to issue an invlpg instruction
250	before using the translation.  We take advantage of that by removing write
251	protection from the guest page, and allowing the guest to modify it freely.
252	We synchronize modified gptes when the guest invokes invlpg.  This reduces
253	the amount of emulation we have to do when the guest modifies multiple gptes,
254	or when the a guest page is no longer used as a page table and is used for
255	random guest data.
256	
257	As a side effect we have to resynchronize all reachable unsynchronized shadow
258	pages on a tlb flush.
259	
260	
261	Reaction to events
262	==================
263	
264	- guest page fault (or npt page fault, or ept violation)
265	
266	This is the most complicated event.  The cause of a page fault can be:
267	
268	  - a true guest fault (the guest translation won't allow the access) (*)
269	  - access to a missing translation
270	  - access to a protected translation
271	    - when logging dirty pages, memory is write protected
272	    - synchronized shadow pages are write protected (*)
273	  - access to untranslatable memory (mmio)
274	
275	  (*) not applicable in direct mode
276	
277	Handling a page fault is performed as follows:
278	
279	 - if the RSV bit of the error code is set, the page fault is caused by guest
280	   accessing MMIO and cached MMIO information is available.
281	   - walk shadow page table
282	   - check for valid generation number in the spte (see "Fast invalidation of
283	     MMIO sptes" below)
284	   - cache the information to vcpu->arch.mmio_gva, vcpu->arch.access and
285	     vcpu->arch.mmio_gfn, and call the emulator
286	 - If both P bit and R/W bit of error code are set, this could possibly
287	   be handled as a "fast page fault" (fixed without taking the MMU lock).  See
288	   the description in Documentation/virtual/kvm/locking.txt.
289	 - if needed, walk the guest page tables to determine the guest translation
290	   (gva->gpa or ngpa->gpa)
291	   - if permissions are insufficient, reflect the fault back to the guest
292	 - determine the host page
293	   - if this is an mmio request, there is no host page; cache the info to
294	     vcpu->arch.mmio_gva, vcpu->arch.access and vcpu->arch.mmio_gfn
295	 - walk the shadow page table to find the spte for the translation,
296	   instantiating missing intermediate page tables as necessary
297	   - If this is an mmio request, cache the mmio info to the spte and set some
298	     reserved bit on the spte (see callers of kvm_mmu_set_mmio_spte_mask)
299	 - try to unsynchronize the page
300	   - if successful, we can let the guest continue and modify the gpte
301	 - emulate the instruction
302	   - if failed, unshadow the page and let the guest continue
303	 - update any translations that were modified by the instruction
304	
305	invlpg handling:
306	
307	  - walk the shadow page hierarchy and drop affected translations
308	  - try to reinstantiate the indicated translation in the hope that the
309	    guest will use it in the near future
310	
311	Guest control register updates:
312	
313	- mov to cr3
314	  - look up new shadow roots
315	  - synchronize newly reachable shadow pages
316	
317	- mov to cr0/cr4/efer
318	  - set up mmu context for new paging mode
319	  - look up new shadow roots
320	  - synchronize newly reachable shadow pages
321	
322	Host translation updates:
323	
324	  - mmu notifier called with updated hva
325	  - look up affected sptes through reverse map
326	  - drop (or update) translations
327	
328	Emulating cr0.wp
329	================
330	
331	If tdp is not enabled, the host must keep cr0.wp=1 so page write protection
332	works for the guest kernel, not guest guest userspace.  When the guest
333	cr0.wp=1, this does not present a problem.  However when the guest cr0.wp=0,
334	we cannot map the permissions for gpte.u=1, gpte.w=0 to any spte (the
335	semantics require allowing any guest kernel access plus user read access).
336	
337	We handle this by mapping the permissions to two possible sptes, depending
338	on fault type:
339	
340	- kernel write fault: spte.u=0, spte.w=1 (allows full kernel access,
341	  disallows user access)
342	- read fault: spte.u=1, spte.w=0 (allows full read access, disallows kernel
343	  write access)
344	
345	(user write faults generate a #PF)
346	
347	In the first case there is an additional complication if CR4.SMEP is
348	enabled: since we've turned the page into a kernel page, the kernel may now
349	execute it.  We handle this by also setting spte.nx.  If we get a user
350	fetch or read fault, we'll change spte.u=1 and spte.nx=gpte.nx back.
351	
352	To prevent an spte that was converted into a kernel page with cr0.wp=0
353	from being written by the kernel after cr0.wp has changed to 1, we make
354	the value of cr0.wp part of the page role.  This means that an spte created
355	with one value of cr0.wp cannot be used when cr0.wp has a different value -
356	it will simply be missed by the shadow page lookup code.  A similar issue
357	exists when an spte created with cr0.wp=0 and cr4.smep=0 is used after
358	changing cr4.smep to 1.  To avoid this, the value of !cr0.wp && cr4.smep
359	is also made a part of the page role.
360	
361	Large pages
362	===========
363	
364	The mmu supports all combinations of large and small guest and host pages.
365	Supported page sizes include 4k, 2M, 4M, and 1G.  4M pages are treated as
366	two separate 2M pages, on both guest and host, since the mmu always uses PAE
367	paging.
368	
369	To instantiate a large spte, four constraints must be satisfied:
370	
371	- the spte must point to a large host page
372	- the guest pte must be a large pte of at least equivalent size (if tdp is
373	  enabled, there is no guest pte and this condition is satisfied)
374	- if the spte will be writeable, the large page frame may not overlap any
375	  write-protected pages
376	- the guest page must be wholly contained by a single memory slot
377	
378	To check the last two conditions, the mmu maintains a ->write_count set of
379	arrays for each memory slot and large page size.  Every write protected page
380	causes its write_count to be incremented, thus preventing instantiation of
381	a large spte.  The frames at the end of an unaligned memory slot have
382	artificially inflated ->write_counts so they can never be instantiated.
383	
384	Zapping all pages (page generation count)
385	=========================================
386	
387	For the large memory guests, walking and zapping all pages is really slow
388	(because there are a lot of pages), and also blocks memory accesses of
389	all VCPUs because it needs to hold the MMU lock.
390	
391	To make it be more scalable, kvm maintains a global generation number
392	which is stored in kvm->arch.mmu_valid_gen.  Every shadow page stores
393	the current global generation-number into sp->mmu_valid_gen when it
394	is created.  Pages with a mismatching generation number are "obsolete".
395	
396	When KVM need zap all shadow pages sptes, it just simply increases the global
397	generation-number then reload root shadow pages on all vcpus.  As the VCPUs
398	create new shadow page tables, the old pages are not used because of the
399	mismatching generation number.
400	
401	KVM then walks through all pages and zaps obsolete pages.  While the zap
402	operation needs to take the MMU lock, the lock can be released periodically
403	so that the VCPUs can make progress.
404	
405	Fast invalidation of MMIO sptes
406	===============================
407	
408	As mentioned in "Reaction to events" above, kvm will cache MMIO
409	information in leaf sptes.  When a new memslot is added or an existing
410	memslot is changed, this information may become stale and needs to be
411	invalidated.  This also needs to hold the MMU lock while walking all
412	shadow pages, and is made more scalable with a similar technique.
413	
414	MMIO sptes have a few spare bits, which are used to store a
415	generation number.  The global generation number is stored in
416	kvm_memslots(kvm)->generation, and increased whenever guest memory info
417	changes.  This generation number is distinct from the one described in
418	the previous section.
419	
420	When KVM finds an MMIO spte, it checks the generation number of the spte.
421	If the generation number of the spte does not equal the global generation
422	number, it will ignore the cached MMIO information and handle the page
423	fault through the slow path.
424	
425	Since only 19 bits are used to store generation-number on mmio spte, all
426	pages are zapped when there is an overflow.
427	
428	
429	Further reading
430	===============
431	
432	- NPT presentation from KVM Forum 2008
433	  http://www.linux-kvm.org/wiki/images/c/c8/KvmForum2008%24kdf2008_21.pdf
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