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Documentation / RCU / checklist.txt

Based on kernel version 2.6.25. Page generated on 2008-04-18 21:22 EST.

1	Review Checklist for RCU Patches
2	
3	
4	This document contains a checklist for producing and reviewing patches
5	that make use of RCU.  Violating any of the rules listed below will
6	result in the same sorts of problems that leaving out a locking primitive
7	would cause.  This list is based on experiences reviewing such patches
8	over a rather long period of time, but improvements are always welcome!
9	
10	0.	Is RCU being applied to a read-mostly situation?  If the data
11		structure is updated more than about 10% of the time, then
12		you should strongly consider some other approach, unless
13		detailed performance measurements show that RCU is nonetheless
14		the right tool for the job.
15	
16		The other exception would be where performance is not an issue,
17		and RCU provides a simpler implementation.  An example of this
18		situation is the dynamic NMI code in the Linux 2.6 kernel,
19		at least on architectures where NMIs are rare.
20	
21	1.	Does the update code have proper mutual exclusion?
22	
23		RCU does allow -readers- to run (almost) naked, but -writers- must
24		still use some sort of mutual exclusion, such as:
25	
26		a.	locking,
27		b.	atomic operations, or
28		c.	restricting updates to a single task.
29	
30		If you choose #b, be prepared to describe how you have handled
31		memory barriers on weakly ordered machines (pretty much all of
32		them -- even x86 allows reads to be reordered), and be prepared
33		to explain why this added complexity is worthwhile.  If you
34		choose #c, be prepared to explain how this single task does not
35		become a major bottleneck on big multiprocessor machines (for
36		example, if the task is updating information relating to itself
37		that other tasks can read, there by definition can be no
38		bottleneck).
39	
40	2.	Do the RCU read-side critical sections make proper use of
41		rcu_read_lock() and friends?  These primitives are needed
42		to suppress preemption (or bottom halves, in the case of
43		rcu_read_lock_bh()) in the read-side critical sections,
44		and are also an excellent aid to readability.
45	
46		As a rough rule of thumb, any dereference of an RCU-protected
47		pointer must be covered by rcu_read_lock() or rcu_read_lock_bh()
48		or by the appropriate update-side lock.
49	
50	3.	Does the update code tolerate concurrent accesses?
51	
52		The whole point of RCU is to permit readers to run without
53		any locks or atomic operations.  This means that readers will
54		be running while updates are in progress.  There are a number
55		of ways to handle this concurrency, depending on the situation:
56	
57		a.	Make updates appear atomic to readers.  For example,
58			pointer updates to properly aligned fields will appear
59			atomic, as will individual atomic primitives.  Operations
60			performed under a lock and sequences of multiple atomic
61			primitives will -not- appear to be atomic.
62	
63			This is almost always the best approach.
64	
65		b.	Carefully order the updates and the reads so that
66			readers see valid data at all phases of the update.
67			This is often more difficult than it sounds, especially
68			given modern CPUs' tendency to reorder memory references.
69			One must usually liberally sprinkle memory barriers
70			(smp_wmb(), smp_rmb(), smp_mb()) through the code,
71			making it difficult to understand and to test.
72	
73			It is usually better to group the changing data into
74			a separate structure, so that the change may be made
75			to appear atomic by updating a pointer to reference
76			a new structure containing updated values.
77	
78	4.	Weakly ordered CPUs pose special challenges.  Almost all CPUs
79		are weakly ordered -- even i386 CPUs allow reads to be reordered.
80		RCU code must take all of the following measures to prevent
81		memory-corruption problems:
82	
83		a.	Readers must maintain proper ordering of their memory
84			accesses.  The rcu_dereference() primitive ensures that
85			the CPU picks up the pointer before it picks up the data
86			that the pointer points to.  This really is necessary
87			on Alpha CPUs.	If you don't believe me, see:
88	
89				http://www.openvms.compaq.com/wizard/wiz_2637.html
90	
91			The rcu_dereference() primitive is also an excellent
92			documentation aid, letting the person reading the code
93			know exactly which pointers are protected by RCU.
94	
95			The rcu_dereference() primitive is used by the various
96			"_rcu()" list-traversal primitives, such as the
97			list_for_each_entry_rcu().  Note that it is perfectly
98			legal (if redundant) for update-side code to use
99			rcu_dereference() and the "_rcu()" list-traversal
100			primitives.  This is particularly useful in code
101			that is common to readers and updaters.
102	
103		b.	If the list macros are being used, the list_add_tail_rcu()
104			and list_add_rcu() primitives must be used in order
105			to prevent weakly ordered machines from misordering
106			structure initialization and pointer planting.
107			Similarly, if the hlist macros are being used, the
108			hlist_add_head_rcu() primitive is required.
109	
110		c.	If the list macros are being used, the list_del_rcu()
111			primitive must be used to keep list_del()'s pointer
112			poisoning from inflicting toxic effects on concurrent
113			readers.  Similarly, if the hlist macros are being used,
114			the hlist_del_rcu() primitive is required.
115	
116			The list_replace_rcu() primitive may be used to
117			replace an old structure with a new one in an
118			RCU-protected list.
119	
120		d.	Updates must ensure that initialization of a given
121			structure happens before pointers to that structure are
122			publicized.  Use the rcu_assign_pointer() primitive
123			when publicizing a pointer to a structure that can
124			be traversed by an RCU read-side critical section.
125	
126	5.	If call_rcu(), or a related primitive such as call_rcu_bh(),
127		is used, the callback function must be written to be called
128		from softirq context.  In particular, it cannot block.
129	
130	6.	Since synchronize_rcu() can block, it cannot be called from
131		any sort of irq context.
132	
133	7.	If the updater uses call_rcu(), then the corresponding readers
134		must use rcu_read_lock() and rcu_read_unlock().  If the updater
135		uses call_rcu_bh(), then the corresponding readers must use
136		rcu_read_lock_bh() and rcu_read_unlock_bh().  Mixing things up
137		will result in confusion and broken kernels.
138	
139		One exception to this rule: rcu_read_lock() and rcu_read_unlock()
140		may be substituted for rcu_read_lock_bh() and rcu_read_unlock_bh()
141		in cases where local bottom halves are already known to be
142		disabled, for example, in irq or softirq context.  Commenting
143		such cases is a must, of course!  And the jury is still out on
144		whether the increased speed is worth it.
145	
146	8.	Although synchronize_rcu() is a bit slower than is call_rcu(),
147		it usually results in simpler code.  So, unless update
148		performance is critically important or the updaters cannot block,
149		synchronize_rcu() should be used in preference to call_rcu().
150	
151		An especially important property of the synchronize_rcu()
152		primitive is that it automatically self-limits: if grace periods
153		are delayed for whatever reason, then the synchronize_rcu()
154		primitive will correspondingly delay updates.  In contrast,
155		code using call_rcu() should explicitly limit update rate in
156		cases where grace periods are delayed, as failing to do so can
157		result in excessive realtime latencies or even OOM conditions.
158	
159		Ways of gaining this self-limiting property when using call_rcu()
160		include:
161	
162		a.	Keeping a count of the number of data-structure elements
163			used by the RCU-protected data structure, including those
164			waiting for a grace period to elapse.  Enforce a limit
165			on this number, stalling updates as needed to allow
166			previously deferred frees to complete.
167	
168			Alternatively, limit only the number awaiting deferred
169			free rather than the total number of elements.
170	
171		b.	Limiting update rate.  For example, if updates occur only
172			once per hour, then no explicit rate limiting is required,
173			unless your system is already badly broken.  The dcache
174			subsystem takes this approach -- updates are guarded
175			by a global lock, limiting their rate.
176	
177		c.	Trusted update -- if updates can only be done manually by
178			superuser or some other trusted user, then it might not
179			be necessary to automatically limit them.  The theory
180			here is that superuser already has lots of ways to crash
181			the machine.
182	
183		d.	Use call_rcu_bh() rather than call_rcu(), in order to take
184			advantage of call_rcu_bh()'s faster grace periods.
185	
186		e.	Periodically invoke synchronize_rcu(), permitting a limited
187			number of updates per grace period.
188	
189	9.	All RCU list-traversal primitives, which include
190		list_for_each_rcu(), list_for_each_entry_rcu(),
191		list_for_each_continue_rcu(), and list_for_each_safe_rcu(),
192		must be within an RCU read-side critical section.  RCU
193		read-side critical sections are delimited by rcu_read_lock()
194		and rcu_read_unlock(), or by similar primitives such as
195		rcu_read_lock_bh() and rcu_read_unlock_bh().
196	
197		Use of the _rcu() list-traversal primitives outside of an
198		RCU read-side critical section causes no harm other than
199		a slight performance degradation on Alpha CPUs.  It can
200		also be quite helpful in reducing code bloat when common
201		code is shared between readers and updaters.
202	
203	10.	Conversely, if you are in an RCU read-side critical section,
204		you -must- use the "_rcu()" variants of the list macros.
205		Failing to do so will break Alpha and confuse people reading
206		your code.
207	
208	11.	Note that synchronize_rcu() -only- guarantees to wait until
209		all currently executing rcu_read_lock()-protected RCU read-side
210		critical sections complete.  It does -not- necessarily guarantee
211		that all currently running interrupts, NMIs, preempt_disable()
212		code, or idle loops will complete.  Therefore, if you do not have
213		rcu_read_lock()-protected read-side critical sections, do -not-
214		use synchronize_rcu().
215	
216		If you want to wait for some of these other things, you might
217		instead need to use synchronize_irq() or synchronize_sched().
218	
219	12.	Any lock acquired by an RCU callback must be acquired elsewhere
220		with irq disabled, e.g., via spin_lock_irqsave().  Failing to
221		disable irq on a given acquisition of that lock will result in
222		deadlock as soon as the RCU callback happens to interrupt that
223		acquisition's critical section.
224	
225	13.	RCU callbacks can be and are executed in parallel.  In many cases,
226		the callback code simply wrappers around kfree(), so that this
227		is not an issue (or, more accurately, to the extent that it is
228		an issue, the memory-allocator locking handles it).  However,
229		if the callbacks do manipulate a shared data structure, they
230		must use whatever locking or other synchronization is required
231		to safely access and/or modify that data structure.
232	
233	14.	SRCU (srcu_read_lock(), srcu_read_unlock(), and synchronize_srcu())
234		may only be invoked from process context.  Unlike other forms of
235		RCU, it -is- permissible to block in an SRCU read-side critical
236		section (demarked by srcu_read_lock() and srcu_read_unlock()),
237		hence the "SRCU": "sleepable RCU".  Please note that if you
238		don't need to sleep in read-side critical sections, you should
239		be using RCU rather than SRCU, because RCU is almost always
240		faster and easier to use than is SRCU.
241	
242		Also unlike other forms of RCU, explicit initialization
243		and cleanup is required via init_srcu_struct() and
244		cleanup_srcu_struct().	These are passed a "struct srcu_struct"
245		that defines the scope of a given SRCU domain.	Once initialized,
246		the srcu_struct is passed to srcu_read_lock(), srcu_read_unlock()
247		and synchronize_srcu().  A given synchronize_srcu() waits only
248		for SRCU read-side critical sections governed by srcu_read_lock()
249		and srcu_read_unlock() calls that have been passd the same
250		srcu_struct.  This property is what makes sleeping read-side
251		critical sections tolerable -- a given subsystem delays only
252		its own updates, not those of other subsystems using SRCU.
253		Therefore, SRCU is less prone to OOM the system than RCU would
254		be if RCU's read-side critical sections were permitted to
255		sleep.
256	
257		The ability to sleep in read-side critical sections does not
258		come for free.	First, corresponding srcu_read_lock() and
259		srcu_read_unlock() calls must be passed the same srcu_struct.
260		Second, grace-period-detection overhead is amortized only
261		over those updates sharing a given srcu_struct, rather than
262		being globally amortized as they are for other forms of RCU.
263		Therefore, SRCU should be used in preference to rw_semaphore
264		only in extremely read-intensive situations, or in situations
265		requiring SRCU's read-side deadlock immunity or low read-side
266		realtime latency.
267	
268		Note that, rcu_assign_pointer() and rcu_dereference() relate to
269		SRCU just as they do to other forms of RCU.
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